2016-2017 Academic Catalog 
    Dec 16, 2019  
2016-2017 Academic Catalog [Archived Catalog]

FIN 357 - Securities Operations

Credits: One (1)
This course will examine the mechanics of trading securities, options, and futures. This includes quotation, order activation, order execution, settlement, and clearing. Students will examine various order types, required documentation andamp; communications, relevant regulations, and prevalent procedures associated with trading various financial instruments. Additionally, students will learn about the tools necessary for the transfer of funds, the systems in place for trading of financial instruments, and the technical necessities of a modern broker-dealer.