2020-2021 Academic Catalog 
    Mar 28, 2023  
2020-2021 Academic Catalog [Archived Catalog]

FIN 357 - Securities Operations

Credits: One (1)
This course will examine the mechanics of trading securities, options, and futures. This includes quotation, order activation, order execution, settlement, and clearing. Students will examine various order types, required documentation andamp; communications, relevant regulations, and prevalent procedures associated with trading various financial instruments. Additionally, students will learn about the tools necessary for the transfer of funds, the systems in place for trading of financial instruments, and the technical necessities of a modern broker-dealer.